Saratoga Mid Capitalization Portfolio Fund Class Institutional (SMIPX) Fund Details & Analysis

Fund Information

Fund Category Mid-Cap Blend

Fund Family Saratoga

Fund Style Large

ISIN US8034315353

CUSIP 803431535

Inception Date 2002-06-28

Domicile United States

Country USA

Fiscal Year End August

NAV Chart

Fund Metrics

Net Assets $10.51 Million

Share Class Net Assets $8.95 Million

Expense Ratio 2.22%

Expense Ratio Date 2025-12-29

Dividend Yield 0.00%

Morning Star Rating -

Morning Star Risk Rating -

Morning Star Category -

Performance

YTD Return 11.10%

1-Year Return 13.67%

3-Year Return 18.27%

5-Year Return 8.91%

NAV $13.31

Previous Close Price $13.23

Last Update 2026-09-30

Dividend Information

Dividend Yield 0.00%

Dividend (ttm) 0.17

Dividend Growth -58.12%

Payout Frequency Annual

Ex-Dividend Date n/a

Ratings

Morning Star Rating -

Morning Star Risk Rating -

Morning Star Category -

Beta (5Y) 1.23

About Saratoga Mid Capitalization Portfolio Fund Class Institutional

The Portfolio will normally invest at least 80% of its total assets in equity securities of companies whose stock market capitalizations fall within the range of the capitalizations in the Russell Midcap® Index at the time of purchase. Equity securities include common stocks, preferred stocks, securities convertible into common stocks and warrants. It invests in securities of companies that are believed by the Adviser to be undervalued, thereby offering above-average potential for capital appreciation.

Detailed Metrics

Market Cap Distribution

AverageMarketCap 27641.64%

Giant 0.00%

Large 6.84%

Medium 68.27%

Micro 0.51%

Small 21.02%

Value & Growth Metrics

Book-Value Growth % 9.04%

Cash-Flow Growth % 8.45%

Dividend Yield % 1.15%

Historical Earnings % 7.70%

Long-Term Earnings % 11.76%

Asset Allocation

Type	Net %	Long %	Short %	Category Average	benchmark
Bond	0.00%	0.00%	0.00%	0.11%	0.00%
Cash	3.36%	3.36%	0.00%	1.32%	0.00%
Non US Stock	4.07%	4.07%	0.00%	3.68%	1.58%
Not Classified	0.00%	0.00%	0.00%	0.00%	0.00%
Other	0.00%	0.00%	0.00%	0.30%	0.00%
US Stock	92.56%	92.56%	0.00%	95.08%	98.42%

Top Holdings

Name	Weight	Owned	Change
ROYAL CARIBBEAN	3.69%	-	-
CONSTELLIUM SE	3.63%	-	-
DOORDASH INC-A	3.36%	-	-
MONOLITHIC POWER	2.79%	-	-
TYLER TECHNOLOG	3.08%	-	-
CORTEVA INC	3.06%	-	-
NASDAQ INC	2.52%	-	-
TECHNIPFMC PLC	2.81%	-	-
IQVIA HOLDINGS I	2.69%	-	-
VULCAN MATERIALS	2.93%	-	-
EASTGROUP PROP	4.49%	-	-
ALLIANT ENERGY	3.19%	-	-
DREYFUS-INS-IS	3.35%	-	-
TRADEWEB MARKE-A	2.61%	-	-
AUTOZONE INC	3.34%	-	-
REINSURANCE GROU	3.20%	-	-
MSCI INC	3.05%	-	-
REPUBLIC SVCS	3.01%	-	-
ALLSTATE CORP	2.46%	-	-
HUBBELL INC	3.48%	-	-
WESTERN ALLIANCE	3.22%	-	-
COHERENT CORP	3.09%	-	-
ZIONS BANCORP NA	2.99%	-	-
HERC HOLDINGS IN	2.99%	-	-
BJ'S WHOLESALE C	2.70%	-	-
BURLINGTON STORE	3.75%	-	-
CMS ENERGY CORP	3.02%	-	-
EVERGY INC	3.23%	-	-
WEC ENERGY GROUP	3.07%	-	-
CURTISS-WRIGHT	2.80%	-	-
MARVELL TECHNOLO	3.81%	-	-
SANDISK CORP	3.38%	-	-

See the full breakdown of SMIPX fund's asset allocation and top holdings .

Sector Weights

Category	Subcategory	Amount %	Category Avg	Stocks %	Benchmark
Bond Sector	Cash and Equivalents	14.23%	91.02%	100.00%	0.00%
Bond Sector	Corporate	14.23%	3.20%	0.00%	0.00%
Bond Sector	Derivative	14.23%	0.00%	0.00%	0.00%
Bond Sector	Government	14.23%	4.21%	0.00%	0.00%
Bond Sector	Municipal	14.23%	0.00%	0.00%	0.00%
Bond Sector	Securitized	14.23%	1.58%	0.00%	0.00%
Cyclical	Basic Materials	5.46%	4.32%	0.00%	5.58%
Cyclical	Consumer Cyclical	17.02%	10.50%	0.00%	9.61%
Cyclical	Financial Services	3.56%	14.45%	0.00%	14.75%
Cyclical	Real Estate	0.53%	5.26%	0.00%	4.42%
Defensive	Consumer Defensive	0.00%	3.11%	0.00%	5.23%
Defensive	Healthcare	3.63%	11.71%	0.00%	9.65%
Defensive	Utilities	14.23%	3.09%	0.00%	5.76%
Sensitive	Communication Services	0.00%	2.29%	0.00%	2.08%
Sensitive	Energy	7.86%	4.98%	0.00%	8.10%
Sensitive	Industrials	30.04%	21.83%	0.00%	17.08%
Sensitive	Technology	17.67%	18.47%	0.00%	17.74%

World Regions

Region	Subregion	Category Average	Stocks Percent	Benchmark
Americas	Latin America	0.40%	1.18%	0.26%
Americas	North America	97.75%	97.42%	98.42%
Greater Asia	Asia Developed	0.22%	-	-
Greater Asia	Asia Emerging	0.18%	-	0.41%
Greater Asia	Australasia	0.02%	-	-
Greater Asia	Japan	0.00%	-	-
Greater Europe	Africa/Middle East	0.00%	-	-
Greater Europe	Europe Developed	0.60%	-	0.48%
Greater Europe	Europe Emerging	-	-	-
Greater Europe	United Kingdom	0.82%	1.41%	0.43%

Dividend History

Date	Amount	Unadjusted Amount	Currency	Declaration Date	Record Date	Payment Date	Period
2024-12-10	$0.000	$0.000	None	-	-	-	-
2023-12-08	$0.000	$0.000	None	-	-	-	-
2022-12-09	$0.000	$0.000	None	-	-	-	-
2021-12-10	$0.040	$0.040	USD	-	2021-12-09	2021-12-13	Other
2020-12-11	$0.043	$0.043	USD	-	2020-12-10	2020-12-11	Annual
2019-12-11	$0.048	$0.048	USD	2019-12-11	2019-12-10	2019-12-11	Annual
2018-12-12	$0.065	$0.065	USD	2018-12-12	2018-12-11	2018-12-12	Other
2017-12-14	$0.062	$0.062	USD	2017-12-14	2017-12-13	2017-12-14	Other
2016-12-19	$0.000	$0.000	None	-	-	-	-
2015-12-21	$0.000	$0.000	None	-	-	-	-
2014-12-22	$0.000	$0.000	None	-	-	-	-
2014-12-19	$2.110	$2.110	USD	2014-12-19	2014-12-18	2014-12-19	Other
2013-12-19	$0.000	$0.000	None	-	-	-	-
2007-12-20	$0.000	$0.000	None	-	-	-	-
2006-12-20	$0.000	$0.000	None	-	-	-	-
2005-12-14	$0.000	$0.000	None	-	-	-	-
2004-12-30	$1.375	$1.375	USD	-	2004-12-29	2004-12-30	Other

View the full dividend history for SMIPX.

Saratoga Mid Capitalization Portfolio Fund Class Institutional NMFQS:SMIPX