Alps/Smith Credit Opportunities A (SMCAX) Fund Details & Analysis

Fund Information

Fund Category Multisector Bond

Fund Family ALPS

Fund Style Large

ISIN US31761T6055

CUSIP 31761T605

Inception Date -

Domicile -

Country USA

Fiscal Year End -

NAV Chart

Fund Metrics

Net Assets $151.30 Million

Share Class Net Assets $-

Expense Ratio 1.20%

Expense Ratio Date -

Dividend Yield 0.05%

Morning Star Rating -

Morning Star Risk Rating -

Morning Star Category -

Performance

YTD Return 0.07%

1-Year Return 0.78%

3-Year Return 5.92%

5-Year Return 1.40%

NAV $8.80

Previous Close Price $8.87

Last Update 2026-09-30

Dividend Information

Dividend Yield 0.05%

Dividend (ttm) 0.17

Dividend Growth -58.12%

Payout Frequency Annual

Ex-Dividend Date n/a

Ratings

Morning Star Rating -

Morning Star Risk Rating -

Morning Star Category -

Beta (5Y) 1.23

About ALPS/Smith Credit Opportunities A

Under normal circumstances, the fund invests at least 80% of the aggregate of its net assets and borrowings for investment purposes in credit and credit related instruments. It invests, under normal circumstances, in a portfolio of U.S. debt securities of varying maturities and durations and across multiple sectors that the portfolio managers believe have capital appreciation potential. Under normal circumstances, the fund may invest up to 65% of its net assets in below investment grade securities.

Detailed Metrics

Market Cap Distribution

AverageMarketCap %

Giant %

Large %

Medium %

Micro %

Small %

Value & Growth Metrics

Book-Value Growth % %

Cash-Flow Growth % %

Dividend Yield % %

Historical Earnings % %

Long-Term Earnings % %

Asset Allocation

Type	Net %	Long %	Short %	Category Average	benchmark
Bond	92.26%	92.26%	0.00%	108.91%	100.00%
Cash	3.02%	3.02%	0.00%	25.79%	0.00%
Non US Stock	0.00%	0.00%	0.00%	0.12%	0.00%
Not Classified	4.72%	4.72%	0.00%	3.46%	0.00%
Other	0.00%	0.00%	0.00%	0.49%	0.00%
US Stock	0.00%	0.00%	0.00%	0.56%	0.00%

Top Holdings

Name	Weight	Owned	Change
U.S. Treasury Bond	1.34%	-	-
UBS Group AG	1.25%	-	-
Invesco Senior Loan ETF	1.44%	-	-
Danske Bank A/S	1.42%	-	-
Kennedy-Wilson, Inc.	1.46%	-	-
National Rural Utilities Cooperative Finance Corp.	1.30%	-	-
Six Flags Entertainment Corp.	1.17%	-	-
Sempra	1.10%	-	-
Citizens Bank NA	1.08%	-	-
Penn Entertainment, Inc.	1.51%	-	-
Fortrea Holdings, Inc.	1.53%	-	-
Chobani LLC	1.42%	-	-
Synovus Bank/Columbus GA	1.41%	-	-
Discover Bank	1.40%	-	-
Cloud Software Group, Inc.	1.31%	-	-
TransDigm, Inc.	1.93%	-	-
Morgan Stanley Institutional Liquidity Funds - Government Portfolio	3.12%	-	-
Caesars Entertainment, Inc.	1.52%	-	-
Capital One NA	1.41%	-	-
Kohl's Corp.	1.17%	-	-
Foundry JV Holdco LLC	1.34%	-	-
Cushman Wakefield US Borrower LLC	1.24%	-	-
U.S. Treasury Note	1.99%	-	-
GFL Environmental Holdings US, Inc.	1.35%	-	-
AmeriGas Partners LP / AmeriGas Finance Corp.	1.14%	-	-
Nexstar Media, Inc.	1.13%	-	-
First Citizens BancShares, Inc.	1.56%	-	-
Macy's Retail Holdings LLC	1.33%	-	-
Hilcorp Energy I LP / Hilcorp Finance Co.	1.12%	-	-

See the full breakdown of SMCAX fund's asset allocation and top holdings .

Sector Weights

Category	Subcategory	Amount %	Category Avg	Stocks %	Benchmark
Bond Sector	Cash and Equivalents	0.00%	13.11%	3.02%	0.00%
Bond Sector	Corporate	0.00%	30.13%	76.09%	32.91%
Bond Sector	Derivative	0.00%	9.68%	0.00%	0.00%
Bond Sector	Government	0.00%	20.88%	6.90%	52.69%
Bond Sector	Municipal	0.00%	0.18%	0.00%	0.04%
Bond Sector	Securitized	0.00%	26.02%	13.99%	14.36%
Cyclical	Basic Materials	0.00%	0.00%	0.00%	0.00%
Cyclical	Consumer Cyclical	0.00%	0.00%	0.00%	0.00%
Cyclical	Financial Services	0.00%	0.00%	0.00%	0.00%
Cyclical	Real Estate	0.00%	0.00%	0.00%	0.00%
Defensive	Consumer Defensive	0.00%	0.00%	0.00%	0.00%
Defensive	Healthcare	0.00%	0.00%	0.00%	0.00%
Defensive	Utilities	0.00%	0.00%	0.00%	0.00%
Sensitive	Communication Services	0.00%	0.00%	0.00%	0.00%
Sensitive	Energy	0.00%	0.00%	0.00%	0.00%
Sensitive	Industrials	0.00%	0.00%	0.00%	0.00%
Sensitive	Technology	0.00%	0.00%	0.00%	0.00%

World Regions

Region	Subregion	Category Average	Stocks Percent	Benchmark
Americas	Latin America	0.06%	-	-
Americas	North America	82.55%	-	-
Greater Asia	Asia Developed	-	-	-
Greater Asia	Asia Emerging	0.06%	-	-
Greater Asia	Australasia	-	-	-
Greater Asia	Japan	-	-	-
Greater Europe	Africa/Middle East	-	-	-
Greater Europe	Europe Developed	17.18%	-	-
Greater Europe	Europe Emerging	0.13%	-	-
Greater Europe	United Kingdom	0.01%	-	-

Dividend History

Date	Amount	Unadjusted Amount	Currency	Declaration Date	Record Date	Payment Date	Period
2024-12-24	$0.039	$0.000	None	-	-	-	-
2024-11-21	$0.037	$0.037	USD	-	-	-	-
2024-10-24	$0.046	$0.046	USD	-	2024-10-23	2024-10-25	Monthly
2024-09-29	$0.046	$0.046	USD	-	2024-09-28	2024-09-30	Monthly
2024-09-26	$0.038	$0.038	USD	-	-	-	-
2024-08-29	$0.046	$0.046	USD	-	2024-08-28	2024-08-30	Monthly
2024-07-25	$0.034	$0.034	USD	-	2024-07-24	2024-07-26	Monthly
2024-06-27	$0.048	$0.048	USD	-	2024-06-26	2024-06-28	Monthly
2024-05-30	$0.044	$0.044	USD	-	2024-05-29	2024-05-31	Monthly
2024-04-25	$0.044	$0.044	USD	-	2024-04-24	2024-04-26	Monthly
2024-03-21	$0.042	$0.042	USD	-	2024-03-20	2024-03-22	Monthly
2024-02-22	$0.046	$0.046	USD	-	2024-02-21	2024-02-23	Monthly
2024-01-25	$0.039	$0.039	USD	-	2024-01-24	2024-01-26	Monthly
2023-12-22	$0.041	$0.041	USD	-	2023-12-21	2023-12-26	Monthly
2023-11-16	$0.039	$0.039	USD	-	2023-11-15	2023-11-17	Monthly
2023-10-26	$0.040	$0.040	USD	-	2023-10-25	2023-10-27	Monthly
2023-09-28	$0.038	$0.038	USD	-	2023-09-27	2023-09-29	Monthly
2023-08-24	$0.040	$0.040	USD	-	2023-08-23	2023-08-25	Monthly
2023-07-27	$0.038	$0.038	USD	-	2023-07-26	2023-07-28	Monthly
2023-06-29	$0.037	$0.037	USD	-	2023-06-28	2023-06-30	Monthly
2023-05-25	$0.036	$0.036	USD	-	2023-05-24	2023-05-26	Monthly
2023-04-27	$0.034	$0.034	USD	-	2023-04-26	2023-04-28	Monthly
2023-03-30	$0.042	$0.042	USD	-	2023-03-29	2023-03-31	Monthly
2023-02-23	$0.027	$0.027	USD	-	2023-02-22	2023-02-24	Monthly
2023-01-26	$0.043	$0.043	USD	-	2023-01-25	2023-01-27	Monthly
2022-12-23	$0.032	$0.032	USD	-	2022-12-22	2022-12-27	Monthly
2022-11-17	$0.033	$0.033	USD	-	2022-11-16	2022-11-18	Monthly
2022-10-27	$0.039	$0.039	USD	-	2022-10-26	2022-10-28	Monthly
2022-09-29	$0.026	$0.026	USD	-	2022-09-28	2022-09-30	Monthly
2022-08-25	$0.031	$0.031	USD	-	2022-08-24	2022-08-26	Monthly
2022-07-27	$0.030	$0.030	USD	-	2022-07-26	2022-07-28	Monthly
2022-06-23	$0.024	$0.024	USD	-	2022-06-22	2022-06-24	Monthly
2022-05-26	$0.027	$0.027	USD	-	2022-05-25	2022-05-27	Monthly
2022-04-27	$0.030	$0.030	USD	-	2022-04-26	2022-04-28	Monthly
2022-03-24	$0.022	$0.022	USD	-	2022-03-23	2022-03-25	Monthly
2022-02-24	$0.026	$0.026	USD	-	2022-02-23	2022-02-25	Monthly
2022-01-27	$0.027	$0.027	USD	-	2022-01-26	2022-01-28	Monthly
2021-12-23	$0.024	$0.024	USD	-	2021-12-22	2021-12-27	Monthly
2021-12-09	$0.000	$0.000	None	-	-	-	-
2021-11-18	$0.023	$0.023	USD	-	2021-11-17	2021-11-19	Monthly
2021-10-27	$0.021	$0.021	USD	-	2021-10-26	2021-10-28	Monthly
2021-09-23	$0.020	$0.020	USD	-	2021-09-22	2021-09-24	Monthly
2021-08-26	$0.024	$0.024	USD	-	2021-08-25	2021-08-27	Monthly
2021-07-29	$0.023	$0.023	USD	-	2021-07-28	2021-07-30	Monthly
2021-06-24	$0.019	$0.019	USD	-	2021-06-23	2021-06-25	Monthly
2021-05-27	$0.026	$0.026	USD	-	2021-05-26	2021-05-28	Monthly
2021-04-28	$0.019	$0.019	USD	-	2021-04-27	2021-04-29	Monthly
2021-03-25	$0.014	$0.014	USD	-	2021-03-24	2021-03-26	Monthly
2021-02-25	$0.023	$0.023	USD	-	2021-02-24	2021-02-26	Monthly
2021-01-28	$0.018	$0.018	USD	-	2021-01-27	2021-01-29	Monthly
2020-12-24	$0.026	$0.026	USD	2020-12-24	2020-12-23	2020-12-28	Annual
2020-11-19	$0.019	$0.019	USD	2020-11-18	2020-11-18	2020-11-20	Monthly
2020-10-28	$0.018	$0.018	USD	2020-10-27	2020-10-27	2020-10-29	Monthly

View the full dividend history for SMCAX.

ALPS/Smith Credit Opportunities A NMFQS:SMCAX