Gugg Actv Invmt Ser (Gains)-Cr-Cr Pl Sma (GUCPX) Fund Details & Analysis

Fund Information

Fund Category -

Fund Family Guggenheim Investments

Fund Style -

ISIN US40169J4812

CUSIP -

Inception Date -

Domicile -

Country USA

Fiscal Year End -

NAV Chart

Fund Metrics

Net Assets $-

Share Class Net Assets $-

Expense Ratio 0.09%

Expense Ratio Date -

Dividend Yield -%

Morning Star Rating -

Morning Star Risk Rating -

Morning Star Category -

Performance

YTD Return -%

1-Year Return -0.47%

3-Year Return -%

5-Year Return -%

NAV $19.20

Previous Close Price $-

Last Update 2026-09-30

Dividend Information

Dividend Yield 0.01%

Dividend (ttm) 0.17

Dividend Growth -58.12%

Payout Frequency Annual

Ex-Dividend Date n/a

Ratings

Morning Star Rating -

Morning Star Risk Rating -

Morning Star Category -

Beta (5Y) 1.23

About Gugg Actv Invmt Ser (GAINS)-Cr-Cr Pl SMA

The fund manager intends to pursue its investment objective by investing, under normal circumstances, at least 80% of its assets (net assets, plus the amount of any borrowings for investment purposes) in debt securities. The manager employs a diversified, multi-sector strategy focused on under-researched areas of the fixed income universe, including sectors not included in benchmark indices, such as structured credit, non-index investment grade corporates, below investment grade corporates, and preferred stock.

Detailed Metrics

Market Cap Distribution

AverageMarketCap %

Giant %

Large %

Medium %

Micro %

Small %

Value & Growth Metrics

Book-Value Growth % %

Cash-Flow Growth % %

Dividend Yield % %

Historical Earnings % %

Long-Term Earnings % %

Asset Allocation

Type	Net %	Long %	Short %	Category Average	benchmark
Bond	115.25%	115.99%	0.74%	128.02%	100.00%
Cash	-18.35%	2.62%	20.97%	11.00%	0.00%
Non US Stock	0.00%	0.00%	0.00%	0.00%	0.00%
Not Classified	3.12%	3.12%	0.00%	1.10%	0.00%
Other	-0.02%	0.00%	0.02%	0.01%	0.00%
US Stock	0.00%	0.00%	0.00%	0.00%	0.00%

Top Holdings

Name	Weight	Owned	Change
Dreyfus Treasury Securities Cash Management Fund - Institutional Shares	58.85%	-	-
Navigator 2024-1 Aviation Ltd.	2.93%	-	-
PRPM 2024-5 LLC	1.76%	-	-
Golub Capital Partners CLO 36M Ltd.	1.37%	-	-
Five Guys Holdings, Inc.	1.24%	-	-
SERVPRO Master Issuer LLC	1.20%	-	-
Mill City Mortgage Loan Trust	1.19%	-	-
ABPCI Direct Lending Fund CLO V Ltd.	1.19%	-	-
Owl Rock CLO XIII LLC	1.18%	-	-
Owl Rock CLO X LLC	1.93%	-	-
Uniform MBS 30 Year	13.53%	-	-
Neuberger Berman CLO 32R Ltd.	2.23%	-	-
Golub Capital Partners Clo 49M Ltd.	2.23%	-	-
Tricon Residential Trust	2.21%	-	-
RCKT Mortgage Trust	2.14%	-	-
JCP Direct Lending CLO 2023-1 LLC	1.49%	-	-
PRPM 2025-5 LLC	1.46%	-	-
U.S. Treasury Bills	1.43%	-	-
Fannie Mae or Freddie Mac	6.87%	-	-
Fannie Mae REMICS	2.73%	-	-
KKR Clo 16 Ltd	1.69%	-	-
Dreyfus Treasury Securities Cash Management	1.34%	-	-
SG Residential Mortgage Trust 2025-1	1.20%	-	-
GMAC Commercial Mortgage Asset Corp	1.16%	-	-
Neuberger Berman CLO 32R Ltd	1.12%	-	-
Madison Park Funding XLVIII Ltd	1.12%	-	-
Golub Capital Partners Clo 49M Ltd	1.12%	-	-
Tricon Residential 2024-SFR1 Trust	1.12%	-	-
FNMA-30YR	3.00%	-	-
FNR 2025-104 DA	1.70%	-	-
NLT 2026-NQM1 TRUST CMO 2071-02-25 USD	2.07%	-	-
KKR 16 A2R3	1.21%	-	-
CROSS 2026-NQM3 A2	1.07%	-	-
BLACKSTONE STRATEGIC CAP HLDNG II	1.02%	-	-
SGR 2025-1 A2	1.01%	-	-
GMACN 2025-WPAFB A	0.96%	-	-
GOCAP 2020-49A A1R2	0.96%	-	-
NLT 2026-NQM1 PT	1.65%	-	-
DREYFUS TREASURY SECURITIES CASH MANAGEMENT INSTL SHS	1.50%	-	-
TCN 2026-SFR2 B	1.35%	-	-
MDPK 2024-69A BR	1.35%	-	-
B 0 09/10/26	0.98%	-	-
PRPM 2026-3 LLC	0.88%	-	-

See the full breakdown of GUCPX fund's asset allocation and top holdings .

Sector Weights

Category	Subcategory	Amount %	Category Avg	Stocks %	Benchmark
Bond Sector	Cash and Equivalents	0.00%	5.27%	0.61%	0.00%
Bond Sector	Corporate	0.00%	22.26%	35.39%	29.29%
Bond Sector	Derivative	0.00%	5.63%	0.67%	0.00%
Bond Sector	Government	0.00%	20.01%	1.19%	52.66%
Bond Sector	Municipal	0.00%	18.82%	0.00%	0.04%
Bond Sector	Securitized	0.00%	28.02%	62.15%	18.01%
Cyclical	Basic Materials	0.00%	0.00%	0.00%	0.00%
Cyclical	Consumer Cyclical	0.00%	0.00%	0.00%	0.00%
Cyclical	Financial Services	0.00%	0.00%	0.00%	0.00%
Cyclical	Real Estate	0.00%	0.00%	0.00%	0.00%
Defensive	Consumer Defensive	0.00%	0.00%	0.00%	0.00%
Defensive	Healthcare	0.00%	0.00%	0.00%	0.00%
Defensive	Utilities	0.00%	0.00%	0.00%	0.00%
Sensitive	Communication Services	0.00%	0.00%	0.00%	0.00%
Sensitive	Energy	0.00%	0.00%	0.00%	0.00%
Sensitive	Industrials	0.00%	0.00%	0.00%	0.00%
Sensitive	Technology	0.00%	0.00%	0.00%	0.00%

World Regions

Region	Subregion	Category Average	Stocks Percent	Benchmark
Americas	Latin America	-	-	-
Americas	North America	-	-	-
Greater Asia	Asia Developed	-	-	-
Greater Asia	Asia Emerging	-	-	-
Greater Asia	Australasia	-	-	-
Greater Asia	Japan	-	-	-
Greater Europe	Africa/Middle East	-	-	-
Greater Europe	Europe Developed	-	-	-
Greater Europe	Europe Emerging	-	-	-
Greater Europe	United Kingdom	-	-	-

Dividend History

Date	Amount	Unadjusted Amount	Currency	Declaration Date	Record Date	Payment Date	Period
2024-12-31	$0.106	$0.106	USD	-	-	-	-
2024-11-29	$0.099	$0.099	USD	-	-	-	-
2024-10-31	$0.096	$0.096	USD	-	-	-	-
2024-09-30	$0.085	$0.085	USD	-	-	-	-
2024-08-30	$0.060	$0.060	USD	-	-	-	-

View the full dividend history for GUCPX.

Gugg Actv Invmt Ser (GAINS)-Cr-Cr Pl SMA NMFQS:GUCPX