Alps/Smith Balanced Opportunity Fund Class I (ALPBX) Fund Details & Analysis

Fund Information

Fund Category Allocation--50% to 70% Equity

Fund Family ALPS

Fund Style Large Blend

ISIN US31761T4076

CUSIP -

Inception Date -

Domicile -

Country USA

Fiscal Year End -

NAV Chart

Fund Metrics

Net Assets $23.09 Million

Share Class Net Assets $-

Expense Ratio 0.85%

Expense Ratio Date -

Dividend Yield 0.01%

Morning Star Rating -

Morning Star Risk Rating -

Morning Star Category -

Performance

YTD Return 6.93%

1-Year Return 21.50%

3-Year Return 15.34%

5-Year Return 7.82%

NAV $13.37

Previous Close Price $13.31

Last Update 2026-03-31

Dividend Information

Dividend Yield 0.01%

Dividend (ttm) 0.17

Dividend Growth -58.12%

Payout Frequency Annual

Ex-Dividend Date n/a

Ratings

Morning Star Rating -

Morning Star Risk Rating -

Morning Star Category -

Beta (5Y) 1.23

About ALPS/Smith Balanced Opportunity Fund Class I

The fund pursues its investment objective by normally investing 60% of its assets in equity securities and 40% of its assets in fixed-income securities and cash equivalents. Equity securities in which the fund may invest include common stocks and preferred stocks. Its fixed-income investments may reflect a broad range of credit qualities and may include corporate debt securities, U.S. government obligations, agency mortgage-backed securities, asset-backed securities, and bank loans.

Detailed Metrics

Market Cap Distribution

AverageMarketCap 364600.01%

Giant 26.12%

Large 31.74%

Medium 4.42%

Micro 0.00%

Small 0.45%

Value & Growth Metrics

Book-Value Growth % 10.27%

Cash-Flow Growth % 9.66%

Dividend Yield % 1.18%

Historical Earnings % 15.72%

Long-Term Earnings % 10.00%

Asset Allocation

Type	Net %	Long %	Short %	Category Average	benchmark
Bond	29.15%	29.15%	0.00%	33.90%	33.52%
Cash	7.56%	7.56%	0.00%	5.93%	0.00%
Non US Stock	2.80%	2.80%	0.00%	8.50%	7.99%
Not Classified	0.57%	0.57%	0.00%	0.76%	0.00%
Other	0.00%	0.00%	0.00%	6.21%	4.26%
US Stock	59.92%	59.92%	0.00%	50.19%	54.23%

Top Holdings

Name	Weight	Owned	Change
Apple, Inc.	3.73%	-	-
NVIDIA Corp.	2.36%	-	-
Microsoft Corp.	2.19%	-	-
Amazon.com, Inc.	3.31%	-	-
JPMorgan Chase Co.	2.18%	-	-
Alphabet, Inc.	4.21%	-	-
U.S. Treasury Bond	None	-	-
UnitedHealth Group, Inc.	1.77%	-	-
Taiwan Semiconductor Manufacturing Co., Ltd.	2.77%	-	-
Walmart, Inc.	None	-	-
Alps Smith Core Plus Bond ETF	29.14%	-	-
State Street Institutional Treasury Plus Money Market Fund - Premier Class	1.88%	-	-
ALPS \| Smith Core Plus Bond ETF	30.48%	-	-
Meta Platforms, Inc.	2.40%	-	-
Amphenol Corp.	2.44%	-	-
Goldman Sachs Group, Inc.	1.49%	-	-
Johnson Johnson	3.45%	-	-
Caterpillar, Inc.	2.04%	-	-
Lam Research Corp.	2.04%	-	-

See the full breakdown of ALPBX fund's asset allocation and top holdings .

Sector Weights

Category	Subcategory	Amount %	Category Avg	Stocks %	Benchmark
Bond Sector	Cash and Equivalents	2.71%	12.41%	2.01%	0.00%
Bond Sector	Corporate	2.71%	29.31%	56.95%	28.03%
Bond Sector	Derivative	2.71%	0.88%	0.00%	0.00%
Bond Sector	Government	2.71%	33.71%	30.52%	50.30%
Bond Sector	Municipal	2.71%	0.18%	0.00%	0.03%
Bond Sector	Securitized	2.71%	23.51%	10.52%	21.64%
Cyclical	Basic Materials	2.58%	3.28%	0.00%	2.68%
Cyclical	Consumer Cyclical	11.42%	9.69%	0.00%	9.98%
Cyclical	Financial Services	10.14%	14.03%	0.00%	13.46%
Cyclical	Real Estate	2.80%	1.84%	0.00%	2.30%
Defensive	Consumer Defensive	2.29%	5.14%	0.00%	4.79%
Defensive	Healthcare	16.86%	10.78%	0.00%	8.57%
Defensive	Utilities	2.71%	3.31%	0.00%	2.44%
Sensitive	Communication Services	8.79%	9.35%	0.00%	9.68%
Sensitive	Energy	4.43%	4.46%	0.00%	3.83%
Sensitive	Industrials	12.82%	10.71%	0.00%	10.31%
Sensitive	Technology	25.17%	27.41%	0.00%	31.97%

World Regions

Region	Subregion	Category Average	Stocks Percent	Benchmark
Americas	Latin America	0.30%	-	0.28%
Americas	North America	86.83%	95.53%	88.39%
Greater Asia	Asia Developed	2.16%	2.44%	1.08%
Greater Asia	Asia Emerging	0.83%	1.46%	0.80%
Greater Asia	Australasia	0.38%	-	0.68%
Greater Asia	Japan	1.87%	-	2.43%
Greater Europe	Africa/Middle East	0.20%	-	0.29%
Greater Europe	Europe Developed	5.38%	0.57%	4.66%
Greater Europe	Europe Emerging	0.05%	-	0.08%
Greater Europe	United Kingdom	2.00%	-	1.31%

Dividend History

Date	Amount	Unadjusted Amount	Currency	Declaration Date	Record Date	Payment Date	Period
2024-12-24	$0.034	$0.034	USD	-	-	-	-
2024-11-21	$0.016	$0.016	USD	-	-	-	-
2024-10-24	$0.018	$0.018	USD	-	2024-10-23	2024-10-25	Monthly
2024-09-29	$0.022	$0.022	USD	-	2024-09-28	2024-09-30	Monthly
2024-09-26	$0.018	$0.018	USD	-	-	-	-
2024-08-29	$0.022	$0.022	USD	-	2024-08-28	2024-08-30	Monthly
2024-07-25	$0.016	$0.016	USD	-	2024-07-24	2024-07-26	Monthly
2024-06-27	$0.019	$0.019	USD	-	2024-06-26	2024-06-28	Monthly
2024-05-30	$0.028	$0.028	USD	-	2024-05-29	2024-05-31	Monthly
2024-04-25	$0.016	$0.016	USD	-	2024-04-24	2024-04-26	Monthly
2024-03-21	$0.017	$0.017	USD	-	2024-03-20	2024-03-22	Monthly
2024-02-22	$0.021	$0.021	USD	-	2024-02-21	2024-02-23	Monthly
2024-01-25	$0.017	$0.017	USD	-	2024-01-24	2024-01-26	Monthly
2023-12-22	$0.020	$0.020	USD	-	2023-12-21	2023-12-26	Monthly
2023-11-16	$0.022	$0.022	USD	-	2023-11-15	2023-11-17	Monthly
2023-10-26	$0.017	$0.017	USD	-	2023-10-25	2023-10-27	Monthly
2023-09-28	$0.016	$0.016	USD	-	2023-09-27	2023-09-29	Monthly
2023-08-24	$0.023	$0.023	USD	-	2023-08-23	2023-08-25	Monthly
2023-07-27	$0.017	$0.017	USD	-	2023-07-26	2023-07-28	Monthly
2023-06-29	$0.016	$0.016	USD	-	2023-06-28	2023-06-30	Monthly
2023-05-25	$0.026	$0.026	USD	-	2023-05-24	2023-05-26	Monthly
2023-04-27	$0.016	$0.016	USD	-	2023-04-26	2023-04-28	Monthly
2023-03-30	$0.020	$0.020	USD	-	2023-03-29	2023-03-31	Monthly
2023-02-23	$0.016	$0.016	USD	-	2023-02-22	2023-02-24	Monthly
2023-01-26	$0.016	$0.016	USD	2023-01-26	2023-01-25	2023-01-27	Monthly
2022-12-23	$0.010	$0.010	USD	2022-12-23	2022-12-22	2022-12-27	Monthly
2022-11-17	$0.018	$0.018	USD	2022-11-17	2022-11-16	2022-11-18	Monthly
2022-10-27	$0.013	$0.013	USD	2022-10-27	2022-10-26	2022-10-28	Monthly
2022-09-29	$0.016	$0.016	USD	2022-09-29	2022-09-28	2022-09-30	Monthly
2022-08-25	$0.014	$0.014	USD	-	2022-08-24	2022-08-26	Monthly
2022-07-27	$0.010	$0.010	USD	2022-07-27	2022-07-26	2022-07-28	Monthly
2022-06-23	$0.017	$0.017	USD	2022-06-23	2022-06-22	2022-06-24	Monthly
2022-05-26	$0.015	$0.015	USD	2022-05-26	2022-05-25	2022-05-27	Monthly
2022-04-27	$0.005	$0.005	USD	2022-04-27	2022-04-26	2022-04-28	Monthly
2022-03-24	$0.014	$0.014	USD	2022-03-24	2022-03-23	2022-03-25	Monthly
2022-02-24	$0.013	$0.013	USD	2022-02-24	2022-02-23	2022-02-25	Monthly
2022-01-27	$0.007	$0.007	USD	-	2022-01-26	2022-01-28	Monthly
2021-12-23	$0.009	$0.009	USD	-	2021-12-22	2021-12-27	Monthly
2021-11-18	$0.006	$0.006	USD	-	2021-11-17	2021-11-19	Monthly
2021-10-27	$0.006	$0.006	USD	-	2021-10-26	2021-10-28	Monthly
2021-09-23	$0.008	$0.008	USD	-	2021-09-22	2021-09-24	Monthly
2021-08-26	$0.015	$0.015	USD	-	2021-08-25	2021-08-27	Monthly
2021-07-29	$0.003	$0.003	USD	-	2021-07-28	2021-07-30	Monthly
2021-06-24	$0.003	$0.003	USD	-	2021-06-23	2021-06-25	Monthly
2021-05-27	$0.011	$0.011	USD	-	2021-05-26	2021-05-28	Monthly
2021-04-28	$0.005	$0.005	USD	-	2021-04-27	2021-04-29	Monthly
2021-03-25	$0.006	$0.006	USD	-	2021-03-24	2021-03-26	Monthly
2021-02-25	$0.007	$0.007	USD	-	2021-02-24	2021-02-26	Monthly
2021-01-28	$0.005	$0.005	USD	-	2021-01-27	2021-01-29	Monthly
2020-12-24	$0.008	$0.008	USD	2020-12-24	2020-12-23	2020-12-28	Monthly
2020-11-19	$0.008	$0.008	USD	-	2020-11-18	2020-11-20	Monthly
2020-10-28	$0.005	$0.005	USD	-	2020-10-27	2020-10-29	Monthly

View the full dividend history for ALPBX.

ALPS/Smith Balanced Opportunity Fund Class I NMFQS:ALPBX