Alps/Smith Balanced Opportunity Fund Class A (ALABX) Fund Details & Analysis

Fund Information

Fund Category Allocation--50% to 70% Equity

Fund Family Leavell

Fund Style Large Blend

ISIN US31761T2096

CUSIP 969557875

Inception Date 1993-01-15

Domicile United States

Country USA

Fiscal Year End March

NAV Chart

Fund Metrics

Net Assets $21.47 Million

Share Class Net Assets $0.00

Expense Ratio 1.15%

Expense Ratio Date -

Dividend Yield 0.02%

Morning Star Rating -

Morning Star Risk Rating -

Morning Star Category -

Performance

YTD Return 2.69%

1-Year Return 14.71%

3-Year Return 14.48%

5-Year Return 8.39%

NAV $12.98

Previous Close Price $12.98

Last Update 2025-12-31

Dividend Information

Dividend Yield 0.02%

Dividend (ttm) 0.17

Dividend Growth -58.12%

Payout Frequency Annual

Ex-Dividend Date n/a

Ratings

Morning Star Rating -

Morning Star Risk Rating -

Morning Star Category -

Beta (5Y) 1.23

About ALPS/Smith Balanced Opportunity Fund Class A

The fund pursues its investment objective by normally investing 60% of its assets in equity securities and 40% of its assets in fixed-income securities and cash equivalents. Equity securities in which the fund may invest include common stocks and preferred stocks. Its fixed-income investments may reflect a broad range of credit qualities and may include corporate debt securities, U.S. government obligations, agency mortgage-backed securities, asset-backed securities, and bank loans.

Detailed Metrics

Market Cap Distribution

AverageMarketCap 331768.10%

Giant 24.43%

Large 33.55%

Medium 8.19%

Micro 0.00%

Small 0.63%

Value & Growth Metrics

Book-Value Growth % 6.05%

Cash-Flow Growth % 15.46%

Dividend Yield % 1.40%

Historical Earnings % 12.32%

Long-Term Earnings % 10.13%

Asset Allocation

Type	Net %	Long %	Short %	Category Average	benchmark
Bond	31.89%	31.89%	0.00%	42.35%	35.37%
Cash	0.77%	0.78%	0.01%	12.77%	0.00%
Non US Stock	4.41%	4.41%	0.00%	8.75%	8.03%
Not Classified	0.54%	0.54%	0.00%	0.66%	0.00%
Other	0.00%	0.00%	0.00%	8.25%	4.52%
US Stock	62.39%	62.39%	0.00%	53.77%	52.06%

Top Holdings

Name	Weight	Owned	Change
Apple, Inc.	3.73%	-	-
NVIDIA Corp.	2.76%	-	-
Microsoft Corp.	2.57%	-	-
Amazon.com, Inc.	3.29%	-	-
JPMorgan Chase Co.	2.18%	-	-
Alphabet, Inc.	3.75%	-	-
U.S. Treasury Bond	None	-	-
UnitedHealth Group, Inc.	1.77%	-	-
Taiwan Semiconductor Manufacturing Co., Ltd.	2.77%	-	-
Walmart, Inc.	None	-	-
Alps Smith Core Plus Bond ETF	29.14%	-	-
State Street Institutional Treasury Plus Money Market Fund - Premier Class	1.88%	-	-
ALPS \| Smith Core Plus Bond ETF	31.60%	-	-
Meta Platforms, Inc.	2.21%	-	-
Amphenol Corp.	2.29%	-	-
Goldman Sachs Group, Inc.	1.49%	-	-
Johnson Johnson	3.02%	-	-
Caterpillar, Inc.	1.99%	-	-

See the full breakdown of ALABX fund's asset allocation and top holdings .

Sector Weights

Category	Subcategory	Amount %	Category Avg	Stocks %	Benchmark
Bond Sector	Cash and Equivalents	3.87%	15.88%	1.55%	0.01%
Bond Sector	Corporate	3.87%	19.62%	42.30%	27.47%
Bond Sector	Derivative	3.87%	6.52%	0.00%	0.00%
Bond Sector	Government	3.87%	40.60%	39.52%	49.10%
Bond Sector	Municipal	3.87%	0.16%	0.00%	0.03%
Bond Sector	Securitized	3.87%	17.23%	16.63%	23.39%
Cyclical	Basic Materials	1.96%	2.83%	0.00%	2.56%
Cyclical	Consumer Cyclical	11.45%	10.42%	0.00%	10.55%
Cyclical	Financial Services	13.02%	15.67%	0.00%	14.67%
Cyclical	Real Estate	2.85%	1.76%	0.00%	2.24%
Defensive	Consumer Defensive	2.13%	4.96%	0.00%	4.70%
Defensive	Healthcare	12.16%	10.74%	0.00%	9.66%
Defensive	Utilities	3.87%	3.08%	0.00%	2.34%
Sensitive	Communication Services	10.87%	9.41%	0.00%	9.67%
Sensitive	Energy	4.83%	3.23%	0.00%	3.05%
Sensitive	Industrials	10.49%	9.83%	0.00%	9.66%
Sensitive	Technology	26.37%	28.07%	0.00%	30.89%

World Regions

Region	Subregion	Category Average	Stocks Percent	Benchmark
Americas	Latin America	0.33%	-	0.29%
Americas	North America	87.25%	95.34%	87.95%
Greater Asia	Asia Developed	1.82%	3.77%	0.94%
Greater Asia	Asia Emerging	1.03%	-	0.95%
Greater Asia	Australasia	0.42%	-	0.70%
Greater Asia	Japan	1.84%	-	2.46%
Greater Europe	Africa/Middle East	0.25%	-	0.29%
Greater Europe	Europe Developed	5.12%	0.89%	4.93%
Greater Europe	Europe Emerging	0.06%	-	0.08%
Greater Europe	United Kingdom	1.88%	-	1.42%

Dividend History

Date	Amount	Unadjusted Amount	Currency	Declaration Date	Record Date	Payment Date	Period
2024-12-24	$0.030	$0.030	USD	-	-	-	-
2024-11-21	$0.013	$0.013	USD	-	2024-11-20	2024-11-22	Monthly
2024-10-24	$0.014	$0.014	USD	-	2024-10-23	2024-10-25	Monthly
2024-09-29	$0.020	$0.020	USD	-	2024-09-28	2024-09-30	Monthly
2024-09-26	$0.014	$0.014	USD	-	-	-	-
2024-08-29	$0.020	$0.020	USD	-	2024-08-28	2024-08-30	Monthly
2024-07-25	$0.013	$0.013	USD	-	2024-07-24	2024-07-26	Monthly
2024-06-27	$0.015	$0.015	USD	-	2024-06-26	2024-06-28	Monthly
2024-05-30	$0.027	$0.027	USD	-	2024-05-29	2024-05-31	Monthly
2024-04-25	$0.013	$0.013	USD	-	2024-04-24	2024-04-26	Monthly
2024-03-21	$0.014	$0.014	USD	-	2024-03-20	2024-03-22	Monthly
2024-02-22	$0.018	$0.018	USD	-	2024-02-21	2024-02-23	Monthly
2024-01-25	$0.014	$0.014	USD	-	2024-01-24	2024-01-26	Monthly
2023-12-22	$0.017	$0.017	USD	-	2023-12-21	2023-12-26	Monthly
2023-11-16	$0.019	$0.019	USD	-	2023-11-15	2023-11-17	Monthly
2023-10-26	$0.014	$0.014	USD	-	2023-10-25	2023-10-27	Monthly
2023-09-28	$0.014	$0.014	USD	-	2023-09-27	2023-09-29	Monthly
2023-08-24	$0.020	$0.020	USD	-	2023-08-23	2023-08-25	Monthly
2023-07-27	$0.014	$0.014	USD	-	2023-07-26	2023-07-28	Monthly
2023-06-29	$0.013	$0.013	USD	-	2023-06-28	2023-06-30	Monthly
2023-05-25	$0.023	$0.023	USD	-	2023-05-24	2023-05-26	Monthly
2023-04-27	$0.013	$0.013	USD	-	2023-04-26	2023-04-28	Monthly
2023-03-30	$0.018	$0.018	USD	-	2023-03-29	2023-03-31	Monthly
2023-02-23	$0.013	$0.013	USD	-	2023-02-22	2023-02-24	Monthly
2023-01-26	$0.013	$0.013	USD	-	2023-01-25	2023-01-27	Monthly
2022-12-23	$0.008	$0.008	USD	-	2022-12-22	2022-12-27	Monthly
2022-11-17	$0.016	$0.016	USD	-	2022-11-16	2022-11-18	Monthly
2022-10-27	$0.010	$0.010	USD	-	2022-10-26	2022-10-28	Monthly
2022-09-29	$0.015	$0.015	USD	-	2022-09-28	2022-09-30	Monthly
2022-08-25	$0.012	$0.012	USD	-	2022-08-24	2022-08-26	Monthly
2022-07-27	$0.008	$0.008	USD	-	2022-07-26	2022-07-28	Monthly
2022-06-23	$0.015	$0.015	USD	-	2022-06-22	2022-06-24	Monthly
2022-05-26	$0.014	$0.014	USD	-	2022-05-25	2022-05-27	Monthly
2022-04-27	$0.002	$0.002	USD	-	2022-04-26	2022-04-28	Monthly
2022-03-24	$0.011	$0.011	USD	-	2022-03-23	2022-03-25	Monthly
2022-02-24	$0.010	$0.010	USD	-	2022-02-23	2022-02-25	Monthly
2022-01-27	$0.004	$0.004	USD	-	2022-01-26	2022-01-28	Monthly
2021-12-23	$0.006	$0.006	USD	-	2021-12-22	2021-12-27	Monthly
2021-11-18	$0.003	$0.003	USD	-	2021-11-17	2021-11-19	Monthly
2021-10-27	$0.003	$0.003	USD	-	2021-10-26	2021-10-28	Monthly
2021-09-23	$0.005	$0.005	USD	-	2021-09-22	2021-09-24	Monthly
2021-08-26	$0.013	$0.013	USD	-	2021-08-25	2021-08-27	Monthly
2021-05-27	$0.009	$0.009	USD	-	2021-05-26	2021-05-28	Monthly
2021-04-28	$0.002	$0.002	USD	-	2021-04-27	2021-04-29	Monthly
2021-03-25	$0.004	$0.004	USD	-	2021-03-24	2021-03-26	Monthly
2021-02-25	$0.005	$0.005	USD	-	2021-02-24	2021-02-26	Monthly
2021-01-28	$0.003	$0.003	USD	-	2021-01-27	2021-01-29	Monthly
2020-12-24	$0.005	$0.005	USD	2020-12-24	2020-12-23	2020-12-28	Monthly
2020-11-19	$0.006	$0.006	USD	2020-11-18	2020-11-18	2020-11-20	Monthly
2020-10-28	$0.004	$0.004	USD	2020-10-27	2020-10-27	2020-10-29	Monthly

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ALPS/Smith Balanced Opportunity Fund Class A NMFQS:ALABX